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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-19
GA RA APPROVED 2023-06-26
  • TX RA
    APPROVED
    Since 2023-07-19
  • GA RA
    APPROVED
    Since 2023-06-26

Branch Locations

418 Pirkle Ferry Rd Unit 113, Cumming, GA 30040 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Georgia Health Systems Gainesville GA 11/2021 05/2023
Wellstar Roswell GA 11/2018 10/2021
Gwinnett Medical Center Lawrenceville GA 07/2011 11/2018
Ameriprise Financial Services, Llc Cumming GA 02/2023 Present
  • 11/2021 → 05/2023
    Northeast Georgia Health Systems
    Gainesville, GA
  • 11/2018 → 10/2021
    Wellstar
    Roswell, GA
  • 07/2011 → 11/2018
    Gwinnett Medical Center
    Lawrenceville, GA
  • 02/2023 → Present
    Cumming, GA
Other Businesses

Business Ownership; 3 Siblings, LLC; Co-owner; Manage Ameriprise Business; 418 Pirkle Ferry Rd, Unit 113, Cumming, GA, 30028; Investment-Related; 04/05/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 3 Siblings, LLC; Co-owner; Manage advisory business; 418 Pirkle Ferry Rd, , Cumming, GA, 30040; Investment-Related; 05/09/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-07
  • S66 Uniform Combined State Law Examination
    2023-06-07
Other Names
  • Levi M Dutton

View on SEC IAPD

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