Shawn Phillip Walsh

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Minnetonka, MN
• 03/2017 → 08/2018
  Mml Investors Services, Llc
  Minnetonka, MN
• 07/2016 → 08/2018
  Mass Mutual Life Insurance Company
  Minnetonka, MN
• 08/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-25 → 2018-08-22
  Mml Investors Services, Llc
  Plymouth, MN
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Minnetonka, MN
• 2014-01-30 → 2015-01-02
  New England Securities
  Minneapolis, MN
• 2008-11-26 → 2010-05-20
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2004-07-26 → 2007-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: VESTCORE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MAINTAIN DAY TO DAY OPERATIONS OF THE FIRM AND SUPPORT CLIENTS WITH BROKERAGE AND ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: GREENHAVEN MEN'S CLUB BOARD ; INVESTMENT RELATED: NO; ADDRESS: 2800 GREENHAVEN ROAD ANOKA, MN 55303; NATURE OF BUSINESS: MENS CLUB; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE DIRECTION TO CLUB AT PUBLIC GOLF COURSE, HELP RUN EFFICIENT TOURNAMENTS AND LEAGUES, PROMOTE MEMBERSHIP;

Exams

• S66 Uniform Combined State Law Examination
  2004-07-09

Other Names

• Shawn P Walsh
• Shawn P Walsh