Matthew Steve Kocsis

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2011 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-10-15 → 2011-09-01
  Valic Financial Advisors, Inc.
  Greensboro, NC
• 2004-09-07 → 2008-10-17
  Equity Services, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/19/2011 3. DBA BAKER WEALTH MANAGEMENT NON OWNER, 10955 WINDS CROSSING DRIVE, SUITE 100, CHARLOTTE, NC 28273, 01/2024, NON-OWNER, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-17
• S63 Uniform Securities Agent State Law Examination
  2004-07-16