Drew Vasil Dimond

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 10/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2005 → 10/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2023 → Present
  Lpl Financial Llc
  Carmel, IN

Previous Registrations

• 2005-03-28 → 2023-10-30
  Cambridge Investment Research Advisors, Inc.
  Carmel, IN
• 2004-11-08 → 2005-03-28
  Cambridge Investment Research, Inc.
  Indianapolis, IN
• 2002-06-14 → 2004-11-16
  Osaic Fa, Inc.
  Indianapolis, IN
• 2000-04-26 → 2002-07-11
  Keybanc Capital Markets Inc.
  Indianapolis, IN

Other Businesses

1) 08/2023 - DIMOND FINANCIAL ADVISORS / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - DFG LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / CARMEL IN / Start date 07/13/2022 - 1 Hrs per month - 1% Time Spent 3) 08/2023 - Non-Variable Insurance / Inv. Related / Carmel, IN / Start date 01/01/1998 - 2 Hrs per month - 1% Time Spent

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-06-07

Designations

• Certified Financial Planner