Catherine Ann Grambow

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2005-05-25

CA RA
APPROVED

Since 2005-05-25

Branch Locations

El Dorado Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc.	El Dorado Hills	CA	04/2004	Present
Thrivent Financial For Lutherans	Appleton	WI	05/2004	Present

04/2004 → Present

Thrivent Investment Management Inc.

El Dorado Hills, CA
05/2004 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

ANTHEM BLUE CROSS POSITION: producer NATURE: I was Grandfathered in, early on in my career, to sell health insurance plans with Anthem Blue Cross. I am no longer actively solicitating business with them. I am receiving a small trailer. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2015 ADDRESS: 5851 Westminster Blvd Ste B, Westminster CA 92683, United States DESCRIPTION: In the past, I sold health insurance for them. This is no longer the case.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-09

S66 Uniform Combined State Law Examination

2004-08-09

Other Names

Cathy Ann Grambow
Catherine Ann Reis
Cathy Ann Reis

View on SEC IAPD