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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-09-25
  • FL RA
    APPROVED
    Since 2012-09-25

Branch Locations

7317 Merchant Ct Ste B, Lakewood Ranch, FL 34240 • United States

10225 Ulmerton Rd Ste 5B, Largo, FL 33771-3520 • United States

St Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sarasota FL 09/2012 03/2020
Ameriprise Financial Services, Llc Lakewood Ranch FL 03/2020 Present
Previous Registrations
  • 2009-09-03 → 2012-09-19
    Morgan Keegan & Company, Llc
    Sarasota, FL
Other Businesses

Business Ownership; GC Edwards LLC; None operating entity.; Corp to handle business expenses.; 1641 8th Street, , Saint Petersburg, FL, 33704; Not Investment-Related; 01/20/2015; 1 to 9 hours per month; 0 during trading hours / Rocky River Dental Management, LLC; Identifying Dental Practices to partner with or purchase.; Consulting; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 05/20/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Rocky River Real Estate Holdings, LLC; Partner; Holding Company for Dental Real Estate; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 06/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Rocky River Lending, LLC; Management; Consulting; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 06/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; GC Edwards, LLC; Owner - handle business expenses.; ; 1641 8th Street North, , Saint Petersburg, FL, 33704; Not Investment-Related; 01/20/2015; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-09-14
S65 Uniform Investment Adviser Law Examination 2008-08-26
  • S63 Uniform Securities Agent State Law Examination
    2009-09-14
  • S65 Uniform Investment Adviser Law Examination
    2008-08-26
Other Names
  • Graham Chandler Edwards

View on SEC IAPD

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