Graham Chandler Edwards

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Sarasota, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lakewood Ranch, FL

Previous Registrations

• 2009-09-03 → 2012-09-19
  Morgan Keegan & Company, Llc
  Sarasota, FL

Other Businesses

Business Ownership; GC Edwards LLC; None operating entity.; Corp to handle business expenses.; 1641 8th Street, , Saint Petersburg, FL, 33704; Not Investment-Related; 01/20/2015; 1 to 9 hours per month; 0 during trading hours / Rocky River Dental Management, LLC; Identifying Dental Practices to partner with or purchase.; Consulting; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 05/20/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Rocky River Real Estate Holdings, LLC; Partner; Holding Company for Dental Real Estate; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 06/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Rocky River Lending, LLC; Management; Consulting; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 06/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; GC Edwards, LLC; Owner - handle business expenses.; ; 1641 8th Street North, , Saint Petersburg, FL, 33704; Not Investment-Related; 01/20/2015; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-09-14
• S65 Uniform Investment Adviser Law Examination
  2008-08-26

Other Names

• Graham Chandler Edwards