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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-09-25 |
Branch Locations
7317 Merchant Ct Ste B, Lakewood Ranch, FL 34240 • United States
10225 Ulmerton Rd Ste 5B, Largo, FL 33771-3520 • United States
St Petersburg, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sarasota | FL | 09/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Lakewood Ranch | FL | 03/2020 | Present |
Business Ownership; GC Edwards LLC; None operating entity.; Corp to handle business expenses.; 1641 8th Street, , Saint Petersburg, FL, 33704; Not Investment-Related; 01/20/2015; 1 to 9 hours per month; 0 during trading hours / Rocky River Dental Management, LLC; Identifying Dental Practices to partner with or purchase.; Consulting; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 05/20/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Rocky River Real Estate Holdings, LLC; Partner; Holding Company for Dental Real Estate; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 06/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Rocky River Lending, LLC; Management; Consulting; 1971 Datura Street, , Sarasota, FL, 34239; Not Investment-Related; 06/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; GC Edwards, LLC; Owner - handle business expenses.; ; 1641 8th Street North, , Saint Petersburg, FL, 33704; Not Investment-Related; 01/20/2015; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-09-14 |
| S65 | Uniform Investment Adviser Law Examination | 2008-08-26 |
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