Allen Shayne Doty

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 01/2024
  Woodbury Financial Services, Inc
  Redmond, WA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Bellevue, WA

Previous Registrations

• 2010-07-23 → 2024-01-19
  Woodbury Financial Services, Inc.
  Bellevue, WA
  Redmond, WA
  Renton, WA
  Bellevue, WA
  Bellevue, WA
• 2004-07-30 → 2010-07-26
  Equitable Advisors, Llc
  Redmond, WA
  Redmond, WA
• 2004-06-16 → 2004-08-16
  Mony Securities Corporation
  Redwood, WA

Other Businesses

1) SHAYNE DOTY POSITION: Financial Advisor NATURE: Insurance sales INVESTMENT RELATED: no NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2004 ADDRESS: 14353 195TH DR. SE, MONROE, WA 98272 DESCRIPTION: INSURANCE SALES, VARIOUS INSURANCE COMPANIES. 2) WEALTH NETWORK POSITION: Financial Advisor NATURE: The purpose of this OBA is to disclose the marketing name for the business I do with Steve Beals another Woodbury Rep. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/03/2021 ADDRESS: 14205 SE 36th St. Suite 120 Bellevue, WA 98006, United States DESCRIPTION: We do financial planning, investment advising, wealth management and insurance. 3) DOTY FINANCIAL SOLUTIONS, LLC POSITION: Financial Advisor NATURE: LLC The purpose of this OBA is to disclose Doty Financial Solutions as the marketing arm of the services we do through Osaic Wealth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2021 ADDRESS: 7849 E Bella Vista LN, Prescott Valley AZ 86315, United States DESCRIPTION: Financial Planning, investment advising, insurance, wealth management. 4) WEALTH NETWORK POSITION: Financial Advisor NATURE: The purpose of this OBA is to disclose the marketing name for the business I do with Steve Beals another Osaic Wealth Rep. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/03/2021 ADDRESS: 14205 SE 36th St., Suite 120, Bellevue WA 98006, United States DESCRIPTION: We do financial planning, investment advising, wealth management and insurance.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-28

Other Names

• Shayne Doty
• Allen Doty