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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2019-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Crossett | Crossett | AR | 05/2000 | Present |
| Invest Financial Corporation | Tampa | FL | 04/2007 | 02/2018 |
| Lpl Financial Llc | Crossett | AR | 02/2018 | Present |
1. 11/27/2018 - No Business Name - Investment Related - Crossett, AR 71635 - Real Estate Rental - Start Date: 12/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Moving to another house, and going to be renting out our current house. 2. 09/12/2019 - Argent Investment Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2018 - 40 hrs/ - 40 hrs during trading. 3. 8/24/2021 - Ashley-Chicot Electric Cooperative - Not Investment Related - 307 E Jefferson St., Hamburg, AR 71646 - Non-Profit Board Member - Started 08/26/2021 - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-18 |
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