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James Michael Bray

Cypress Wealth Services, LLC

Palm Desert, CA

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Current Employers
Cypress Wealth Services, Llc

74150 Country Club Drive, Palm Desert, CA 92260 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-16
  • CA RA
    APPROVED
    Since 2026-02-16

Branch Locations

74150 Country Club Drive, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 02/2015 07/2017
Integrated Wealth Management Newport Beach CA 02/2015 07/2017
Sii Los Angeles CA 07/2017 11/2018
Seia Llc Newport Beach CA 07/2017 04/2023
Royal Alliance Associates, Inc. Los Angeles CA 11/2018 04/2023
Steel Peak Wealth Management, Llc Woodland Hills CA 05/2023 09/2025
Cypress Wealth Services, Llc Palm Desert CA 09/2025 Present
  • 02/2015 → 07/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2015 → 07/2017
    Integrated Wealth Management
    Newport Beach, CA
  • 07/2017 → 11/2018
    Sii
    Los Angeles, CA
  • 07/2017 → 04/2023
    Seia Llc
    Newport Beach, CA
  • 11/2018 → 04/2023
    Royal Alliance Associates, Inc.
    Los Angeles, CA
  • 05/2023 → 09/2025
    Steel Peak Wealth Management, Llc
    Woodland Hills, CA
  • 09/2025 → Present
    Cypress Wealth Services, Llc
    Palm Desert, CA
Previous Registrations
  • 2023-05-01 → 2025-10-03
    Steelpeak Wealth, Llc
    Los Angeles, CA
    Los Angeles, CA
    Newport Beach, CA
  • 2017-07-17 → 2023-05-01
    Seia
    Newport Beach, CA
    Los Angeles, CA
  • 2010-09-14 → 2015-02-18
    Wells Fargo Clearing Services, Llc
    Laguna Beach, CA
    Mission Viejo, CA
  • 2009-06-01 → 2010-09-27
    Morgan Stanley
    Monarch Beach, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Monarch Beach, CA
    Irvine, CA
  • 2004-08-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-30
  • S66 Uniform Combined State Law Examination
    2004-07-30
Designations

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THE WEALTH CONSULTING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
FLC CAPITAL ADVISORS
MARSHA LEE & COMPANY,INC.
LOTUSLAND PROPERTIES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

MICHAEL J GOODMAN
GREGORY C HILL
NEAL BRIAN WILSON
KIMBERLY JO SAFOYAN
JASON MCCORD NETTLETON
MARC EDELMAN KOVEN
CHRISTIAN BRAD RISENMAY
GREGORY Thomas FRECH

Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA
RAYMOND JAMES & ASSOCIATES, INC. · Palm Desert, CA

More in Palm Desert, CA

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