Kevin Thomas Mccarthy

Current Employers

Employment History

• 08/2009 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Brighton, MI
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Brighton, MI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Brighton, MI

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
  Brighton, MI
• 2014-09-08 → 2016-09-23
  Wall Street Financial Group, Inc.
  Cicero, NY
  Victor, NY
  East Amherst, NY
  Brighton, MI

Other Businesses

1. RECOMMENDING AND SELLING FIXED INSURANCE/ANNUITY PRODUCTS. POSITION: Agent NATURE: Kevin McCarthy acting as Individual/Producer for life insurance and annuity products from office location of 240 Lake Pines Drive, Brighton MI 48114. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 12/09/2005 ADDRESS: 240 Lake Pines Drive, Brighton MI 48114, United States DESCRIPTION: Recommending & Selling Fixed Life Insurance Products Such as Term Life, Universal Life, Fixed Annuities & Equity Indexed Annuities; Devotes 5-10 hours weekly; 2-3 hours of activity of each week will be devoted during security trading hours. 2. PRESIDENT OF LLPA POSITION: President NATURE: President of Long Lake Pines Association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 240 Lake Pines Drive, Brighton MI 48114 DESCRIPTION: Supervising contractual obligations for landscaping, snow removal, garbage and beach area for the association. Budgeting and finance controls for collecting dues and annual expenses. Establishing meeting times and agendas, as well as developing committees and supervising activity of the Board and Executive members. Working and coordinating with additional PVHA association.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-20
• S63 Uniform Securities Agent State Law Examination
  2004-06-05