Thomas Michael Murphy

Goldman Sachs Wealth Services, L.P.

Saratoga Springs, NY

CRD 4786359

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-14

NY RA
APPROVED

Since 2021-05-14

Branch Locations

321 Broadway 4Th Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Latham	NY	01/2003	01/2021
Goldman Sachs & Co. Llc	Latham	NY	01/2021	Present

01/2003 → 01/2021

The Ayco Company, L.P./Mercer Allied

Latham, NY
01/2021 → Present

Goldman Sachs & Co. Llc

Latham, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-11-22

S63 Uniform Securities Agent State Law Examination

2004-11-22

Designations

Certified Financial Planner

View on SEC IAPD

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