Jonathan Robert Moffat

Current Employers

Employment History

• 03/2013 → Present
  Aligned Advisors
  La Jolla, CA
• 03/2004 → Present
  Moffat Financial And Insurance Services Corp
  La Jolla, CA

Previous Registrations

• 2019-03-15 → 2021-12-31
  Aligned Advisors
  Oceanside, CA
• 2015-05-22 → 2018-12-31
  Aligned Advisors
  Oceanside, CA
• 2006-01-11 → 2014-11-03
  Planmember Securities Corporation
  Temecula, CA
  Vista, CA
  La Jolla, CA
  Carpinteria, CA

Other Businesses

Launch Dental, LLC the business is not investment-related. The address is 40710 California Oaks Rd. Suite B, Murrieta CA 92562. The business is a operations management company for dental practices. My position is a board member, Title is secretary. I started there 1/1/2018 and I spend about 8 hrs a month on the business. My duties include monthly board meetings and being available for advisory phone calls and meetings throughout the month as needed. DSO CFO, LLC the business is not investment-related. The address is 325 Carlsbad Village Dr. Suite D2 Carlsbad, CA 92008. The business provides book keeping, A/P and payroll services to dental practices. My position is a partner and my role is to collaborate with the other partners on business development, client services and enhancing the overall client experience. My title is partner. I spend about 10 hours a month on this business. Ubuntu Management, LLC the business is investment related. The address is 2794 Gateway Road, Carlsbad, CA 92009. The business provides management services to companies it buys. I spend less 1 hour per month on this business. My role used to be prospecting. I currently have no duties in this business. Started 1/1/2021. Aligned Tax: Has no physical location but established in the state of Utah provides consulting and back office services to Accountants, CPA, and bookkeepers. I spend 0 hours per month on this business. I have no active role or position with this company. started 12/1/2020. Moffat Financial and Insurance Services: The primary use of this business was to sell insurance products to employees of Adventist Health employees. Jonathan is not actively involved with this business and although he holds an active insurance license with the state of CA he no longer sells insurance. Jonathan does service about 15 "legacy clients" from this previous business. This business has no physical location. Jonathan spends approx. 1 hour per month on this business. It was started in 2006. Bar N Bar, LLC, located at 1696 Ord Way Oceanside, CA 92056. This is a property management company. I'm not sure why but the state of California wanted me to list this on here for some reason so I am. It owns the building that offices Aligned Advisors. There are no outside investors, it is not investment related It was started on 08/2021. Jonathan spends 0 hours on this business and has no active roles or responsibilities. CashBack Processing; Investment related: No; 1696 Ord Way Oceanside CA 92056 United States; Marketing company for a credit card processing company. Collects credit card statements to send over to credit card company to determine savings on merchant services fees.; Member; 2023-08-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2;

Exams

• S66 Uniform Combined State Law Examination
  2006-01-10