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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-23 |
| NV | RA | APPROVED | 2025-09-15 |
Branch Locations
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Las Vegas | NV | 08/2025 | Present |
| Caesars Entertainment | Las Vegas | NV | 12/2021 | 08/2025 |
| Las Vegas Raiders | Henderson | NV | 06/2019 | 05/2024 |
| Asna Systems, Inc. | Houston | TX | 04/2008 | 06/2019 |
| Elliott Electric Corporation | Houston | TX | 08/2016 | 01/2019 |
| Tao Group | Las Vegas | NV | 04/2019 | 10/2019 |
| Canyon Coach Lines | Las Vegas | NV | 06/2023 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-26 |
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