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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-10-11
  • MO RA
    APPROVED
    Since 2011-10-11

Branch Locations

1307 North Mt. Auburn Road, Cpe Girardeau, MO 63701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Ronald Hahs Cape Girardeau MO 08/2011 Present
Northwestern Mutual Investment Services, Llc Cape Girardeau MO 10/2011 Present
New Mckendree United Methodist Church Jackson MO 03/2008 Present
Christopher R Lowery Fairview Hts IL 06/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2016 Present
Jesse Barge Cape Girardeau MO 03/2022 Present
Clayton Hahs Cape Girardeau MO 08/2022 Present
David Hahs Cape Girardeau MO 08/2022 Present
Noah Clayton Underwood Cpe Girardeau MO 07/2026 Present
  • 08/2011 → Present
    T Ronald Hahs
    Cape Girardeau, MO
  • 10/2011 → Present
    Cape Girardeau, MO
  • 03/2008 → Present
    New Mckendree United Methodist Church
    Jackson, MO
  • 06/2026 → Present
    Christopher R Lowery
    Fairview Hts, IL
  • 05/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2022 → Present
    Jesse Barge
    Cape Girardeau, MO
  • 08/2022 → Present
    Clayton Hahs
    Cape Girardeau, MO
  • 08/2022 → Present
    David Hahs
    Cape Girardeau, MO
  • 07/2026 → Present
    Noah Clayton Underwood
    Cpe Girardeau, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-07
S63 Uniform Securities Agent State Law Examination 2000-01-24
  • S65 Uniform Investment Adviser Law Examination
    2002-01-07
  • S63 Uniform Securities Agent State Law Examination
    2000-01-24
Other Names
  • Crystal Faith Adams
  • Crystal Faith Burress
  • Crystal Faith Burress

View on SEC IAPD

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