Cynthia Grace Lichwick

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2010 → 04/2018
  Unemployed
  Newburgh, NY
• 05/2018 → 06/2018
  Compass Asset Management Group
  Newburgh, NY
• 11/2020 → 06/2022
  Bank Of America, N.A.
  New York, NY
• 06/2022 → 03/2023
  First Republic Securities Company, Llc
  New York, NY
• 06/2022 → 03/2023
  First Republic Investment Management, Inc.
  New York, NY
• 03/2023 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Previous Registrations

• 2022-06-10 → 2023-04-10
  J.P. Morgan Private Wealth Advisors Llc
  Newburgh, NY
• 2018-08-27 → 2022-06-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Poughkeepsie, NY
• 2006-09-25 → 2010-04-16
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2018-08-24
• S65 Uniform Investment Adviser Law Examination
  2006-09-22
• S63 Uniform Securities Agent State Law Examination
  2005-05-24

Other Names

• Cynthia Grace Wexler
• Cynthia Grace Ferro
• Cynthia G. Lichwick
• Cynthia Grace Lichwick
• Cynthia Ferro
• Cynthia Wexler
• Cynthia Lichwick