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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-23 |
Branch Locations
41 Kings Highway Box 3, Gales Ferry, CT 06335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Gales Ferry | CT | 11/2014 | 04/2021 |
| Cambridge Investment Research,Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) ROBERT J SAMPSON, 41 KINGS HWY BOX 3, GALES FERRY, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/01/14, INV REL, 200 HR/YR- 150/TRADING HR. 2) VISITING NURSES OF THE LOWER VALLEY, 61 MAIN STREET #5, CENTERBROOK CT, BOARD MEMBER OF A NON-PUBLIC ENTITY, 10/01/03, NIR, 20 HR/YR- 0/TRADING HR. 3) ROBERT J SAMPSON, 6 BANK STREET, MYSTIC, CT, RENTAL PROPERTY, 06/01/13, NIR, 06/01/13, OWNER, 10 HR/YR- 0/TRADING HR 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING 04/23/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) ALWAYS HOME, 119 HIGH STREET MYSTIC CT 06355, 10/2022, TREASURER, BOARD MEMBER, INV REL, 8 HR/MO 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-21 |
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