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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-04-23
  • CT RA
    APPROVED
    Since 2021-04-23

Branch Locations

41 Kings Highway Box 3, Gales Ferry, CT 06335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Gales Ferry CT 11/2014 04/2021
Cambridge Investment Research,Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
  • 11/2014 → 04/2021
    Lincoln Financial Securities Corporation
    Gales Ferry, CT
  • 04/2021 → Present
    Cambridge Investment Research,Inc.
    Fairfield, IA
  • 04/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2014-11-18 → 2021-04-29
    Osaic Fs, Inc.
    Gales Ferry, CT
    Radnor, PA
    Gales Ferry, CT
  • 2005-09-02 → 2014-11-05
    First Command Brokerage Services, Inc.
    Newport, RI
    Gales Ferry, CT
    New London, CT
    Gales Ferry, CT
  • 2005-01-04 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

1) ROBERT J SAMPSON, 41 KINGS HWY BOX 3, GALES FERRY, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/01/14, INV REL, 200 HR/YR- 150/TRADING HR. 2) VISITING NURSES OF THE LOWER VALLEY, 61 MAIN STREET #5, CENTERBROOK CT, BOARD MEMBER OF A NON-PUBLIC ENTITY, 10/01/03, NIR, 20 HR/YR- 0/TRADING HR. 3) ROBERT J SAMPSON, 6 BANK STREET, MYSTIC, CT, RENTAL PROPERTY, 06/01/13, NIR, 06/01/13, OWNER, 10 HR/YR- 0/TRADING HR 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING 04/23/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) ALWAYS HOME, 119 HIGH STREET MYSTIC CT 06355, 10/2022, TREASURER, BOARD MEMBER, INV REL, 8 HR/MO 2 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-16
S63 Uniform Securities Agent State Law Examination 2004-04-21
  • S65 Uniform Investment Adviser Law Examination
    2004-11-16
  • S63 Uniform Securities Agent State Law Examination
    2004-04-21
Designations
Other Names
  • Bob Sampson

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