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Michael James Hillbloom

Principal Securities, Inc.

Bettendorf, IA

CRD 4785648

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-30
IA RA APPROVED 2013-09-20
  • TX RA
    APPROVED_RES
    Since 2021-08-30
  • IA RA
    APPROVED
    Since 2013-09-20

Branch Locations

5207 Competition Dr, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bettendorf IA 09/2013 Present
Principal Securities Inc Bettendorf IA 09/2013 Present
  • 09/2013 → Present
    Principal Life Insurance Company
    Bettendorf, IA
  • 09/2013 → Present
    Bettendorf, IA
Previous Registrations
  • 2008-09-18 → 2013-08-30
    Investment Centers Of America, Inc.
    Bettendorf, IA
    Moline, IL
    Davenport, IA
Other Businesses

OUTSIDE INSURANCE, SELLING AND SERVICING OF OUTSIDE INSURANCE SUCH AS FIXED LIFE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY INSURANCE AND FIXED ANNUITIES,10/1/13. Regal Rentals, LLC - City: Coal Valley State: Illinois Zip: 61240 I own a property in Cape Coral, FL that I use as a short-term rental to the public. I have a property management company that manages and maintains the property on my behalf. I receive compensation from this property when it is booked for rentals. 09/11/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-18
S63 Uniform Securities Agent State Law Examination 2004-05-06
  • S65 Uniform Investment Adviser Law Examination
    2008-07-18
  • S63 Uniform Securities Agent State Law Examination
    2004-05-06

View on SEC IAPD

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