Nicholas Brown

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-11
OH	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2014-06-11
OH RA
APPROVED

Since 2012-10-01

Branch Locations

34385 Center Ridge Rd, North Ridgeville, OH 44039 • United States

421 West Bagley Road, Berea, OH 44017 • United States

20780 Center Ridge Road, Rocky River, OH 44116 • United States

22818 Lakeshore Boulevard, Euclid, OH 44123 • United States

5971 Leavitt Road, Lorain, OH 44053 • United States

4763 Great Northern Boulevard, North Olmsted, OH 44070 • United States

22801 Chagrin Boulevard, Beachwood, OH 44122 • United States

2232 Fairless Drive, Lorain, OH 44055 • United States

8479 W Ridgewood Dr, Parma, OH 44129 • United States

30090 Detroit Rd, Westlake, OH 44145 • United States

12388 Cedar Road, Cleveland Heights, OH 44106 • United States

28790 Chagrin Blvd., Woodmere, OH 44122 • United States

50 S Main St, Floor 03, Akron, OH 44308 • United States

6200 Brecksville Rd., Independence, OH 44131 • United States

1958 W 25Th St, Cleveland, OH 44113 • United States

11417 Euclid Ave, Cleveland, OH 44106 • United States

2355 East 89Th Street, Cleveland, OH 44106 • United States

36200 Detroit Rd, Avon, OH 44011 • United States

1275 Euclid Ave, Cleveland, OH 44115 • United States

14133 Cedar Rd, South Euclid, OH 44121 • United States

14615 Detroit Ave, Lakewood, OH 44107 • United States

5435 Northfield Road, Bedford Heights, OH 44146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Akron	OH	10/2012	Present
Jpmorgan Chase Bank, Na.	Akron	OH	04/2010	Present

10/2012 → Present

J.P. Morgan Securities Llc

Akron, OH
04/2010 → Present

Jpmorgan Chase Bank, Na.

Akron, OH

Previous Registrations

2010-04-29 → 2012-10-01

Chase Investment Services Corp.

Bedford Heights, OH

Canton, OH

Dover, OH

North Canton, OH

Cleveland, OH

Canton, OH

Lorain, OH

Seven Hills, OH

Sheffield Lake, OH

Wooster, OH

Canton, OH

Pepper Pike, OH

Cleveland Heights, OH

Westlake, OH

Alliance, OH

Chagrin Falls, OH

Bedford Heights, OH

Willoughby Hills, OH

Alliance, OH

Parma, OH

Cleveland, OH

Lorain, OH

Independence, OH

Beachwood, OH

Massillon, OH

Louisville, OH

Canton, OH

Cleveland, OH

Strongsville, OH

Wickliffe, OH

Minerva, OH

North Olmsted, OH

Cleveland, OH

Cleveland, OH

Eastlake, OH

Lorain, OH

Lyndhurst, OH

Canton, OH

Euclid, OH

Willowick, OH

Rocky River, OH

Berea, OH

Akron, OH
2008-04-01 → 2010-04-01

The Huntington Investment Company

Columbus, OH

Columbus, OH

Columbus, OH
2006-03-16 → 2008-03-24

Chase Investment Services Corp.

Columbus, OH

Columbus, OH

Columbus, OH
2004-08-18 → 2005-02-17

Ameriprise Financial Services, Llc

Dublin, OH

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/15/2014 ADDRESS: 1591 HINCKLEY, OH. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 hour per weekend HOURS DURING TRADING: 1 INVESTMENT RELATED: YES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-14

S66 Uniform Combined State Law Examination

2006-03-14

Other Names

Nick Joseph Brown
Nicholas Joseph Brown

View on SEC IAPD