Amy Lynn Schaefer-Sergio

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Southfield, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  South Lyon, MI

Previous Registrations

• 2007-04-02 → 2009-07-15
  Morgan Stanley & Co. Llc
  New York, NY
  Birmingham, MI
• 2006-03-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  Birmingham, MI
  Birmingham, MI

Other Businesses

Business Ownership; Full Circle Compliance Consulting, LLC; Pay business expenses.; Consulting; 390 Amelia Circle, , South Lyon, MI, 48178; Investment-Related; 12/16/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Full Circle Compliance Consulting LLC; President/Officer - Entity formed to managed Ameriprise practice.; ; 390 Amelia Circle, , South Lyon, MI, 48178; Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-27

Other Names

• Amy Lynn Schaefer
• Amy Lynn Schaefer