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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-26
  • IL RA
    APPROVED
    Since 2026-06-26

Branch Locations

1000 Hart Rd 1St Fl, Barrington, IL 60010 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-26
  • IL RA
    APPROVED
    Since 2026-06-26

Branch Locations

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henderson Global Investors (North America) Inc. Bothell WA 02/2014 03/2017
Foreside Fund Services, Llc Bothell WA 06/2014 03/2017
Touchstone Securities Inc Cincinnati OH 03/2017 11/2025
Ifs Financial Services Cincinnati OH 03/2017 12/2025
Wells Fargo Clearing Services Chicago IL 12/2025 Present
Wells Fargo Advisors Financial Network Barrington IL 03/2026 Present
  • 02/2014 → 03/2017
    Henderson Global Investors (North America) Inc.
    Bothell, WA
  • 06/2014 → 03/2017
    Foreside Fund Services, Llc
    Bothell, WA
  • 03/2017 → 11/2025
    Touchstone Securities Inc
    Cincinnati, OH
  • 03/2017 → 12/2025
    Ifs Financial Services
    Cincinnati, OH
  • 12/2025 → Present
    Wells Fargo Clearing Services
    Chicago, IL
  • 03/2026 → Present
    Wells Fargo Advisors Financial Network
    Barrington, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-23
  • S66 Uniform Combined State Law Examination
    2004-07-23
Other Names
  • Drew Hall
  • Andrew Richard Hall

View on SEC IAPD

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