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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-26 |
Branch Locations
1000 Hart Rd 1St Fl, Barrington, IL 60010 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-26 |
Branch Locations
1000 Hart Rd Ste 105, Barrington, IL 60010 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henderson Global Investors (North America) Inc. | Bothell | WA | 02/2014 | 03/2017 |
| Foreside Fund Services, Llc | Bothell | WA | 06/2014 | 03/2017 |
| Touchstone Securities Inc | Cincinnati | OH | 03/2017 | 11/2025 |
| Ifs Financial Services | Cincinnati | OH | 03/2017 | 12/2025 |
| Wells Fargo Clearing Services | Chicago | IL | 12/2025 | Present |
| Wells Fargo Advisors Financial Network | Barrington | IL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-23 |
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