Raymond Michael Sullivan

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-03-04

FL RA
APPROVED

Since 2016-03-04

Branch Locations

2640 Golden Gate Pkwy Ste 206A, Naples, FL 34105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network	Naples	FL	02/2016	Present

02/2016 → Present

Wells Fargo Advisors Financial Network

Naples, FL

Previous Registrations

2006-01-25 → 2014-12-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Savannah, GA
2004-07-14 → 2005-11-22

Ameriprise Financial Services, Llc

Fort Myers, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-12

S66 Uniform Combined State Law Examination

2004-07-12

View on SEC IAPD