Best Investors Account Sign in
Inactive

William Claflin Spring

Spencer Brook Asset Management, LLC

Concord, MA

Claim This Profile
Current Employers
Spencer Brook Asset Management, Llc

747 Main Street Suite 213, Concord, MA 01742 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2004-03-18
  • MA RA
    APPROVED
    Since 2004-03-18

Branch Locations

747 Main Street, Ste 213, Concord, MA 01742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spencer Brook Asset Management Boston MA 01/2002 Present
  • 01/2002 → Present
    Spencer Brook Asset Management
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-04
  • S65 Uniform Investment Adviser Law Examination
    2002-01-04
Other Names
  • William Claflin Spring

View on SEC IAPD

Other Firms

TWELVE POINTS WEALTH MANAGEMENT
NEWEDGE ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
INTEGRATED WEALTH CONCEPTS LLC
OSAIC WEALTH, INC.
BAY COLONY ADVISORS
USA MUTUALS ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC

Other Investors

JEFFREY STUART KING
Gregory Alan Phillips
Carolyn Brenda Mullins
Tracey Beauregard Hartford
NEIL JOSEPH TREMBLAY
DEBORAH NORTH CARTISSER
CHRISTOPHER ALAN CAHILL
DAVID MATTHEW CLAYMAN

Other Offices

TWELVE POINTS WEALTH MANAGEMENT · CONCORD, MA
NEWEDGE ADVISORS · Concord, MA
NEWEDGE ADVISORS · Concord, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, MA
INTEGRATED WEALTH CONCEPTS LLC · Concord, MA
OSAIC WEALTH, INC. · CONCORD, MA
BAY COLONY ADVISORS · CONCORD, MA
USA MUTUALS ADVISORS, INC. · CONCORD, MA

More in Concord, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor