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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
IA RA APPROVED 2004-11-01
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • IA RA
    APPROVED
    Since 2004-11-01

Branch Locations

Dubuque, IA • United States

Dyersville, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Dubuque IA 04/2004 Present
Thrivent Financial For Lutherans Appleton WI 04/2004 Present
Other Businesses

MOUNT MERCY UNIVERSITY ALUMNI BOARD POSITION: Volunteer Board Member NATURE: The Mount Mercy Alumni Board provides input on promoting Mount Mercy and developing events and programs to engage Alumni INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/15/2020 ADDRESS: 1330 Elmhurst DR NE, Cedar Rapids IA 52402, United States DESCRIPTION: The Board provides feedback and recommendations to the University regarding alumni relations GROUP BENEFITS, LTD POSITION: Financial Advisor NATURE: Individual, family and group health insurance products/plans. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/18/2021 ADDRESS: 12006 Ridgemont Dr, Urbandale IA 50323, United States DESCRIPTION: Help clients and prospects choose health insurance plans/solutions and related service work. BECKMAN CATHOLIC ENDOWMENT BOARD POSITION: Committee Member NATURE: The Beckman Catholic Endowment Fund is created for the benefit of Beckman Catholic High School in Dyersville, Iowa. The Endowment fund currently provides financial support for the annual operating expenses for the High School. The long term goal is to raise the value of the fund from $7 million to $15 million in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2026 ADDRESS: 1325 9th St SE, Dyersville IA 52040, United States DESCRIPTION: The role of the committee is to provide guidance to the school board on how to continue to grow the fund and how to put the funds to best use within the Beckman Catholic Community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-26
  • S66 Uniform Combined State Law Examination
    2004-05-26
Other Names
  • Jennifer Ruth Engelhardt

View on SEC IAPD

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