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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-27 |
| TX | RA | APPROVED | 2023-01-27 |
Branch Locations
One State Street Suite 1600, Hartford, CT 06103 • United States
Burlington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 02/2004 | 01/2023 |
| Bank Of America, N.A. | Hartford | CT | 12/2009 | 01/2023 |
| Ubs Financial Services Inc | Hartford | CT | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-01 |
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