Aaron T Tanner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → 08/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2004 → 02/2019
  Northwestern Mutual Investment Services, Llc
  Springfield, MO
• 01/2016 → 08/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2019 → 08/2024
  Northwestern Mutual Investment Services, Llc
  Phoenix, AZ
• 08/2024 → Present
  Lpl Financial
  Paradise Valley, AZ

Other Businesses

1) 08/1/2024 - Life to Legacy Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 08/1/2024 - Non-Variable Insurance - Selling: Term and Disability Insurance - Cason Group - AZ 85253 - Investment related - 5 Hours per month - Start date: 06/02/2004.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-04
• S63 Uniform Securities Agent State Law Examination
  2004-08-27