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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Alma | MI | 03/2008 | 09/2021 |
| Lpl Financial Llc | Alma | MI | 10/2021 | Present |
1)09/29/2021 - DLP Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2021 2)12/28/2021 - 200 W Center LLC - Investment Related - Alma, MI 48801 - Real Estate Rental - Start Date: 8/2/2021 - 5 Hours Per Month/5 Hours During Securities Trading - Entity that owns our office building.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-02 |
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