John William Pobanz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 09/2021
  Raymond James & Associates
  Alma, MI
• 10/2021 → Present
  Lpl Financial Llc
  Alma, MI

Previous Registrations

• 2008-08-07 → 2021-10-20
  Raymond James & Associates, Inc.
  Alma, MI

Other Businesses

1)09/29/2021 - DLP Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2021 2)12/28/2021 - 200 W Center LLC - Investment Related - Alma, MI 48801 - Real Estate Rental - Start Date: 8/2/2021 - 5 Hours Per Month/5 Hours During Securities Trading - Entity that owns our office building.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-19
• S63 Uniform Securities Agent State Law Examination
  2004-06-02