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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-14 |
| WA | RA | APPROVED | 2026-04-23 |
| TX | RA | APPROVED | 2021-02-18 |
Branch Locations
Prescott Valley, AZ • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
23605 Mt. Hwy East, Unit 3, Spanaway, WA 98387 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 02/2013 | Present |
| Robert M. Little - Self Employed | Prescott Valley | AZ | 01/2000 | Present |
| Northwest Advisor Group | Prescott Valley | AZ | 02/2013 | Present |
(1)ROBERT M. LITTLE-SELF EMPLOYED; 8377 N Sunset Ridge, Prescott Valley AZ 86315; INVESTMENT RELATED; INSURANCE SALES & SERVICES (FIXED INDEXED ANNUITIES, LIFE); INSURANCE AGENT; START DATE 1/00; 10 HRS/MNTH & DURING TRADING.(2)ROBERT LITTLE DBA NORTHWEST ESTATE AND FINANCIAL SERVICES;8377 N Sunset Ridge, Prescott Valley AZ 86315; SECURITIES AND INSURANCE SALES AND SERVICES;REGISTERED REP;START DATE 5/1/2013;150 HRS/MO, 100 HRS/MO DURING TRADING;INVESTMENT RELATED. 3)Northwest Advisor Group; 8377 N Sunset Ridge, Prescott Valley AZ 86315; Start Date 2/1/2013; Agent; Insurance and Securities Sales; 160 hrs/mo; 128 hrs/mo during trading; IR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-16 |
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