Stephen John Dufrene

Current Employers

Employment History

• 03/2002 → 03/2024
  Primerica Financial Services
  Metairie, LA
• 03/2004 → 03/2024
  Pfs Investments Inc.
  Metairie, LA
• 03/2024 → Present
  Lpl Financial Llc
  Houma, LA

Previous Registrations

• 2012-12-13 → 2024-03-26
  Pfs Investments Inc.
  Houma, LA
  Baton Rouge, LA
  Metairie, LA
  Baton Rouge, LA
  Coppell, TX
  Baton Rouge, LA
  Metairie, LA

Other Businesses

1- 02/2024 / Dufrene Wealth Management LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/25/2024 - Dufrene Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/19/2024 - 160 Hours Per Month/ 8 Hours During Trading 3- 03/25/2024 - Dufrene Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/29/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-10-07