Allison Cloud

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2018
  Encompass Advisory Services, Llc
  Katy, TX
• 11/2018 → Present
  Ubs Financial Services
  Houston, TX

Previous Registrations

• 2016-08-11 → 2018-11-14
  Encompass Advisory Services, Llc
  Katy, TX
• 2014-07-22 → 2016-06-23
  Ubs Financial Services Inc.
  Houston, TX
• 2012-07-12 → 2014-07-09
  Nationwide Securities, Llc
  Katy, TX
• 2006-11-13 → 2012-03-12
  Ubs Financial Services Inc.
  Houston, TX
  Weehawken, NJ
  Houston, TX

Other Businesses

1. Busy Mom Great Nails - ColorStreet, host online and at home parties after hour or on the weekends, host at home or online parties, start date-3/7/2018, KatyTX United States-77494.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-01-25
• S65 Uniform Investment Adviser Law Examination
  2006-10-24

Other Names

• . .
• Allison Mae Finley
• Allison M. Finley
• Allison M. Cloud
• Allison Finley Cloud