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Cristina M Haggerty

Morgan Stanley

San Marcos, CA

Rancho Santa Fe, CA

CRD 4783624

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
IN RA APPROVED 2017-03-29
TX RA APPROVED_RES 2017-03-29
  • CA RA
    APPROVED
    Since 2018-11-02
  • IN RA
    APPROVED
    Since 2017-03-29
  • TX RA
    APPROVED_RES
    Since 2017-03-29

Branch Locations

San Marcos, CA • United States

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Terre Haute IN 03/2011 01/2017
Morgan Stanley Rancho Santa Fe CA 02/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-16
S63 Uniform Securities Agent State Law Examination 2004-05-26
  • S66 Uniform Combined State Law Examination
    2011-05-16
  • S63 Uniform Securities Agent State Law Examination
    2004-05-26
Other Names
  • Cristina Marie Owen
  • Cristina Marie Beasley
  • Cristina Marie Haggerty
  • Cristina Haggerty

View on SEC IAPD

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