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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-06
  • TX RA
    APPROVED_RES
    Since 2024-09-06

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors North Scottsdale AZ 06/2013 11/2016
Wells Fargo Clearing Services, Llc North Scottsdale AZ 11/2016 04/2022
Ameriprise Financial Services, Llc Scottsdale AZ 04/2022 Present
  • 06/2013 → 11/2016
    Wells Fargo Advisors
    North Scottsdale, AZ
  • 11/2016 → 04/2022
    Wells Fargo Clearing Services, Llc
    North Scottsdale, AZ
  • 04/2022 → Present
    Scottsdale, AZ
Other Businesses

Real Estate Ownership; Single Family; 2425 Corona Dr NW, , Albuquerque, NM, 87120; Not Investment-Related; 04/24/2024 / Single Family; 209 Shannon Pl NW, , Albuquerque, NM, 87107; Not Investment-Related; 04/24/2024. Other Business Activities; Cosmetology License; I maintain my cosmetology license.; 9725 E Lompoc Ave, , Mesa, AZ, 85209; Not Investment-Related; 07/19/1999; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-09
  • S63 Uniform Securities Agent State Law Examination
    2004-06-09
Other Names
  • Tina Anne Clark
  • Tina Smith
  • Tina Smith
  • Tina Anne Clark
  • Tina Smith
  • Tina Anne Smith
  • Tina Anne I Garcia
  • Tina Anne Isabell Garcia
  • Tina Anne Mcdonald
  • Tina Anne Garcia

View on SEC IAPD

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