Best Investors Account Sign in

Brandon Jeffrey Waters

LPl Financial LLC

Oviedo, FL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-17
  • FL RA
    APPROVED
    Since 2020-02-17

Branch Locations

130 Remington Dr Ste 1012, Oviedo, FL 32765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Winter Park FL 06/2009 01/2020
Morgan Stanley Private Bank, N.A. New York NY 06/2016 01/2020
Lpl Financial Llc Lake Mary FL 02/2020 Present
  • 06/2009 → 01/2020
    Morgan Stanley Smith Barney Llc
    Winter Park, FL
  • 06/2016 → 01/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2020 → Present
    Lake Mary, FL
Previous Registrations
Other Businesses

1) 02/11/2020 - Gulfstream Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2) 02/11/2020 - Non-Variable Insurance - agent - inv rel - at reported business location(s) - start: 02/2020 - 2 hr/mth 3) 02/13/2025- The Master's Academy- Outside/W-2 Employment- Not INV Related- At LANEOVIEDO, FL- Start date 02/17/2025- 40 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-26
  • S66 Uniform Combined State Law Examination
    2004-08-26
Other Names
  • Brandon Jeffrey Waters

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oviedo, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor