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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Winter Park | FL | 06/2009 | 01/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 01/2020 |
| Lpl Financial Llc | Lake Mary | FL | 02/2020 | Present |
1) 02/11/2020 - Gulfstream Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2) 02/11/2020 - Non-Variable Insurance - agent - inv rel - at reported business location(s) - start: 02/2020 - 2 hr/mth 3) 02/13/2025- The Master's Academy- Outside/W-2 Employment- Not INV Related- At LANEOVIEDO, FL- Start date 02/17/2025- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-26 |
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