Scott Blake Mintz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-06
CT	RA	APPROVED	2004-06-29

TX RA
APPROVED_RES

Since 2017-03-06
CT RA
APPROVED

Since 2004-06-29

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

West Simsbury, CT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Hartford	CT	03/2004	Present

03/2004 → Present

Ubs Financial Services Inc.

Hartford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-28

S66 Uniform Combined State Law Examination

2004-06-28

Other Names

Scott Mintz