Sara Yasmin Qazi

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 03/2021
  Morgan Stanley Smith Barney
  Beverly Hills, CA
• 01/2015 → 03/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2021 → Present
  Raymond James & Associates
  Los Angeles, CA

Previous Registrations

• 2009-09-21 → 2021-03-15
  Morgan Stanley
  Beverly Hills, CA
• 2006-02-20 → 2009-09-23
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

(1) Name of Business: MIRA COSTA LLC Address: 1251 Tennyson Street, Manhattan Beach , CA, 90266, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/30/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I have established this LLC for purposes of holding real property and private investments in the name of Mira Costa LLC, rather than our own names. Its part of our overall estate planning and life partnership plan. Edited 8/2/2023. (2) Name of Business: PROSPEROUS.AI Address: 80764 Castillo Del Areana, La Quinta, CA, 92253, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Dispense regular advice and insights, Advisor agrees to actively make introductions on behalf of the Company through Advisor's overall network of business contacts, including forwarding the Company's business plan and other materials as requested by the Company. (3) Name of Business: URBAN TERRA (working title) Address: 1251 Tennyson St, Manhattan Beach, CA, 90266, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my husband and a partner are developing a start up urban agriculture business, operating out of our home. they have yet to formalize any business structure. we expect we will use an existing LLC as a managing member

Exams

• S66 Uniform Combined State Law Examination
  2006-02-17
• S63 Uniform Securities Agent State Law Examination
  2001-02-17

Other Names

• Sara Y Qazi