Justin Richard Setter

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2022-12-20

VT RA
APPROVED

Since 2022-12-20

Branch Locations

One National Life Drive, Montpelier, VT 05604 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Phoenix	AZ	05/2016	05/2017
Equity Services Inc	Monpelier	VT	05/2019	Present
Retired	Burlington	VT	05/2017	05/2019

05/2016 → 05/2017

Lpl Financial, Llc

Phoenix, AZ
05/2019 → Present

Equity Services Inc

Monpelier, VT
05/2017 → 05/2019

Retired

Burlington, VT

Other Businesses

JUSTIN SETTER,46 CONGER AVE.#22,BURLINGTON, VT 05401,09/15/2022,ONGOING,NOT INV REL,NOT DURING TRD/HRS,SELLING OF CELTIC SEASON TICKETS THROUGH TICKETMASTER/NBA EXCHANGE,0%.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-16
S63	Uniform Securities Agent State Law Examination	2006-01-27

S65 Uniform Investment Adviser Law Examination

2022-12-16
S63 Uniform Securities Agent State Law Examination

2006-01-27

Other Names

Justin R Setter

View on SEC IAPD

Current Employers

Equity Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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