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Victor Antonio Morales

LPl Financial LLC

Miami Beach, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-11
  • FL RA
    APPROVED
    Since 2025-07-11

Branch Locations

5730 Alton Road, Miami Beach, FL 33140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc Houston TX 06/2008 07/2025
Lpl Financial Llc Miami Beach FL 07/2025 Present
  • 06/2008 → 07/2025
    Next Financial Group, Inc
    Houston, TX
  • 07/2025 → Present
    Miami Beach, FL
Previous Registrations
  • 2008-08-06 → 2025-07-10
    Next Financial Group, Inc.
    Miami Beach, FL
    Houston, TX
    Coral Gables, FL
  • 2008-04-04 → 2008-06-13
    Southern Trust Securites Asset Management, Inc.
    Coral Gables, FL
  • 2005-07-18 → 2008-04-18
    Tradepro Securities, Llc.
    Lawrenceville, GA
    Miami, FL
  • 2004-04-07 → 2005-07-07
    Raymond James Financial Services, Inc.
    Coral Gables, FL
  • 2001-05-16 → 2004-03-19
    Coral Gables, FL
Other Businesses

1) 07/10/2025 - VAMCAP FINANCIAL / Non-Variable Insurance / Inv Related / Start date 04/01/2004 - 10 hrs per month 2) 07/10/2025 - VAMCAP FINANCIAL (LLC) / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month 3) 07/10/2025 - Victor Antonio Morales / Music Songwriter & Performer. / non inv related / Miami Beach FL 33140 / Start date 05/01/2014 / 10 hrs per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-01
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S65 Uniform Investment Adviser Law Examination
    2000-03-01
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14

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