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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc | Houston | TX | 06/2008 | 07/2025 |
| Lpl Financial Llc | Miami Beach | FL | 07/2025 | Present |
1) 07/10/2025 - VAMCAP FINANCIAL / Non-Variable Insurance / Inv Related / Start date 04/01/2004 - 10 hrs per month 2) 07/10/2025 - VAMCAP FINANCIAL (LLC) / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month 3) 07/10/2025 - Victor Antonio Morales / Music Songwriter & Performer. / non inv related / Miami Beach FL 33140 / Start date 05/01/2014 / 10 hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-14 |
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