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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-06-10
NV RA APPROVED 2022-03-03
HI RA APPROVED 2021-05-12
CA RA APPROVED 2020-01-14
  • WA RA
    APPROVED
    Since 2022-06-10
  • NV RA
    APPROVED
    Since 2022-03-03
  • HI RA
    APPROVED
    Since 2021-05-12
  • CA RA
    APPROVED
    Since 2020-01-14

Branch Locations

2901 Douglas Boulevard Suite 150, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Rosa CA 12/2015 12/2016
Morgan Stanley Private Bank, National Association New York NY 12/2016 09/2018
Td Ameritrade Santa Rosa CA 05/2019 01/2020
Roybi Palo Alto CA 06/2018 Present
Asean Council Alexandria VA 02/2019 11/2020
Valic Financial Advisors, Inc. Roseville CA 01/2020 Present
Agia Houston TX 12/2022 Present
  • 12/2015 → 12/2016
    Santa Rosa, CA
  • 12/2016 → 09/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2019 → 01/2020
    Td Ameritrade
    Santa Rosa, CA
  • 06/2018 → Present
    Roybi
    Palo Alto, CA
  • 02/2019 → 11/2020
    Asean Council
    Alexandria, VA
  • 01/2020 → Present
    Roseville, CA
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2019-05-30 → 2020-01-09
    Td Ameritrade, Inc.
    Santa Rosa, CA
  • 2019-05-30 → 2020-01-09
    Td Ameritrade Investment Management, Llc
    Santa Rosa, CA
  • 2015-12-10 → 2018-09-26
    Santa Rosa, CA
Other Businesses

Name: Dhaka Tribune, Role: Writer, Type: Other OBA Types, Start Date: 11/02/2017, Investment Related?: No, Address: 1351 Gordon Lane, Santa Rosa, CA 95404, Number of Hours/Mo: 1, Duties: OpEd contributor Name: Roybi Robots, investment related: no, Address:2672 Bayshore Pkw,Suite 1000 Mountainview,CA 94043, Position: Advisor, Start Date:06/2018, Devote to business:less than 30 min., Devote to business during securities hours:0, Duties relating to business: I am a mentor and advisor to the CEO of Roybi, Elnaz Sarraf. My role is to speak to the CEO once or twice a month and listen to the process. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-09
S63 Uniform Securities Agent State Law Examination 2004-04-21
  • S66 Uniform Combined State Law Examination
    2015-07-09
  • S63 Uniform Securities Agent State Law Examination
    2004-04-21
Other Names
  • Mir Mazher Ali
  • Mir Mazher Ali
  • Mir M Ali

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