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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-11
MS RA APPROVED 2018-04-10
  • TX RA
    APPROVED_RES
    Since 2018-04-11
  • MS RA
    APPROVED
    Since 2018-04-10

Branch Locations

1069 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

411 Hwy 80 E, Clinton, MS 39056 • United States

1934 Spillway Rd, Brandon, MS 39047 • United States

220 Hwy 12 E, Koscuisko, MS 39090 • United States

1600 Highland Colony Pkwy, Madison, MS 39110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Flowood MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Flowood MS 11/2016 02/2018
Lpl Financial, Llc Ridgeland MS 04/2018 Present
Renasant Bank Ridgeland MS 04/2018 Present
Previous Registrations
  • 2008-08-26 → 2018-02-09
    Gulfport, MS
    Birmingham, AL
    Jackson, MS
    Birmingham, AL
    Flowood, MS
    Birmingham, AL
    Hattiesburg, MS
    Flowood, MS
Other Businesses

1. 4/10/2018 - Renasant Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 02/10/2023 - Renasant Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Market President - Start Date: 01/18/2023 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-25
S63 Uniform Securities Agent State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2008-08-25
  • S63 Uniform Securities Agent State Law Examination
    2004-06-04
Other Names
  • Gabe Hugh Godbold

View on SEC IAPD

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