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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-06-30 |
| TX | RA | APPROVED_RES | 2020-06-30 |
Branch Locations
1474 Highway 55 East Suite 500, Clover, SC 29710 • United States
13500 Evening Creek Dr N #555, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 07/2016 | 01/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2016 | 01/2020 |
| Western Southern Life | Concord | NC | 02/2020 | 06/2020 |
| W&S Brokerage Services | Cincinnati | OH | 02/2020 | 06/2020 |
| Madison Avenue Securities, Llc | San Diego | CA | 06/2020 | Present |
1.)NAME: SLOAN FINANCIAL GROUP, LLC; INV RELATED:YES;ADDRESS:1474 HWY 55 EAST, CLOVER, SC 29710; NATURE: DBA FOR FINANCIAL SERVICES; START DATE:07/2020; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:RR/IAR. 2). NAME: KINGDOM FINANCIAL ADVISORS CONSULTING, LLC; INV RELATED: NO; ADDRESS: CLOVER, SC; NATURE: BUSINESS DBA NAME CREATED FOR TAX PURPOSES FOR COMMISSION ACCOUNTING. START DATE 08/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-13 |
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