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Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-06-30
TX RA APPROVED_RES 2020-06-30
  • SC RA
    APPROVED
    Since 2020-06-30
  • TX RA
    APPROVED_RES
    Since 2020-06-30

Branch Locations

1474 Highway 55 East Suite 500, Clover, SC 29710 • United States

13500 Evening Creek Dr N #555, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 07/2016 01/2020
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2016 01/2020
Western Southern Life Concord NC 02/2020 06/2020
W&S Brokerage Services Cincinnati OH 02/2020 06/2020
Madison Avenue Securities, Llc San Diego CA 06/2020 Present
Previous Registrations
  • 2020-02-21 → 2020-08-21
    Charlotte, NC
    Concord, NC
  • 2016-09-13 → 2020-01-06
    Charlotte, NC
  • 2006-09-19 → 2013-08-13
    Bb&T Investment Services, Inc.
    Bluffton, SC
    Charleston, SC
    North Charleston, SC
    Mount Pleasant, SC
    Charleston, SC
    Johns Island, SC
    Mount Pleasant, SC
    Hilton Head Island, SC
    Hilton Head, SC
    Yemassee, SC
    Walterboro, SC
    Beaufort, SC
    Beaufort, SC
    Hampton, SC
    Charlotte, NC
  • 2004-07-15 → 2006-08-03
    Morgan Stanley Dw Inc.
    Columbia, SC
    Columbia, SC
Other Businesses

1.)NAME: SLOAN FINANCIAL GROUP, LLC; INV RELATED:YES;ADDRESS:1474 HWY 55 EAST, CLOVER, SC 29710; NATURE: DBA FOR FINANCIAL SERVICES; START DATE:07/2020; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:RR/IAR. 2). NAME: KINGDOM FINANCIAL ADVISORS CONSULTING, LLC; INV RELATED: NO; ADDRESS: CLOVER, SC; NATURE: BUSINESS DBA NAME CREATED FOR TAX PURPOSES FOR COMMISSION ACCOUNTING. START DATE 08/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-13
  • S66 Uniform Combined State Law Examination
    2016-09-13

View on SEC IAPD

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