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Graham Francis Goodwin

Raymond James & Associates, Inc.

Boston, MA

Boston, MA

CRD 4782459

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-02
  • TX RA
    APPROVED_RES
    Since 2017-11-02

Branch Locations

Boston, MA • United States

One International Place Suite 2810, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Boston MA 05/2016 Present
  • 05/2016 → Present
    Raymond James And Associates
    Boston, MA
Other Businesses

(1)Name of Business: 121 Broadway, York ME Address: 121 Broadway , York , ME, 03909, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm simply the owner of property that I rent out during the summer. I have no participation in the day to day activities, the rental process or collections. (2)Name of Business: CCG Abra SPV LLC Address: 486 Beacon Street, Boston, MA, 02115, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 08/02/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-10
  • S66 Uniform Combined State Law Examination
    2004-07-10
Other Names
  • Graham Goodwin

View on SEC IAPD

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