Laura Ann Swift

Employer firm

Quad-Cities Investment Group, LLC CRD 154113

$426M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Quad-Cities Investment Group, Llc
  Davenport, IA

Previous Registrations

• 2009-10-07 → 2010-07-01
  Chicago Investment Group Advisors, Llc
  Chicago, IL
• 2006-08-12 → 2009-10-14
  Ubs Financial Services Inc.
  Davenport, IA
• 2001-02-01 → 2006-08-12
  Piper Sandler & Co.
  Minneapolis, MN
  Davenport, IA
  Davenport, IA

Other Businesses

The Arc of the Quad Cities 4016 9th Street, Rock Island, IL 61201 The Arc promotes equal treatment of individuals with disabilities in community life and supports interests to make available full productive and creative capacities. Arc has investment account with Quad-Cities Investment Group. Board Member / Business Committee Chair 07/2018 4hrs/mos.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-29

Other Names

• Laura Ann Sullivan
• Laura A. Swift
• Laura Sullivan
• Laura Swift
• Laura Ann Gritton