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Current Employers
Quad-Cities Investment Group, Llc

5177 Utica Ridge Road, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-07
IL RA APPROVED 2010-06-28
IA RA APPROVED 2010-06-28
  • NY RA
    APPROVED
    Since 2023-12-07
  • IL RA
    APPROVED
    Since 2010-06-28
  • IA RA
    APPROVED
    Since 2010-06-28

Branch Locations

5177 Utica Ridge Road, Davenport, IA 52807 • United States

Saugerties, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Quad-Cities Investment Group, Llc Davenport IA 06/2010 Present
Previous Registrations
  • 2009-10-07 → 2010-07-01
    Chicago Investment Group Advisors, Llc
    Chicago, IL
  • 2006-08-12 → 2009-10-14
    Davenport, IA
  • 2001-02-01 → 2006-08-12
    Minneapolis, MN
    Davenport, IA
    Davenport, IA
Other Businesses

The Arc of the Quad Cities 4016 9th Street, Rock Island, IL 61201 The Arc promotes equal treatment of individuals with disabilities in community life and supports interests to make available full productive and creative capacities. Arc has investment account with Quad-Cities Investment Group. Board Member / Business Committee Chair 07/2018 4hrs/mos.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-29
  • S66 Uniform Combined State Law Examination
    2000-03-29
Other Names
  • Laura Ann Sullivan
  • Laura A. Swift
  • Laura Sullivan
  • Laura Swift
  • Laura Ann Gritton

View on SEC IAPD

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