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Rothschild Investment LLC CRD 728
$2.79B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-09-05 |
Branch Locations
311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES
Rothschild Investment, Llc Suite 5900, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Investment Corp. | Chicago | IL | 03/2003 | Present |
Village of Western Springs paid-on-call firefighter (non investment-related)effective 01/01/2019. Upon completion of required training, there will be a time commitment of approximately 5-10 hours/week during non-business hours. The work will consist of responding to fires, medical events, motor vehicle accidents and other emergencies in Western Springs, IL and surrounding communities. Lutheran Child and Family Services; One Oak Brook Terrace, #501, Oak Brook Terrace, IL; Child Welfare Agency - Investment Committee Member, Volunteer, non investment-related); Start 4/23/26; 4-6 hours/year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-03-24 |
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