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Andrew Carl Ashworth

Equitable Advisors, LLC

Traverse City, MI

CRD 4782049

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-24
MI RA APPROVED 2010-08-11
  • TX RA
    APPROVED_RES
    Since 2025-01-24
  • MI RA
    APPROVED
    Since 2010-08-11

Branch Locations

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2004 06/2020
Equitable Advisors, Llc New York NY 03/2004 Present
Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF EQUITABLE NETWORK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-11
  • S66 Uniform Combined State Law Examination
    2004-06-11
Other Names
  • Andrew Ashworth

View on SEC IAPD

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