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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-09-04
  • GA RA
    APPROVED
    Since 2008-09-04

Branch Locations

125 W Washington St Ste 750, Athens, GA 30601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2008 Present
Northwestern Mutual Investment Services, Llc Athens GA 09/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 08/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2008 → Present
    Athens, GA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. OWNER, J&B ACQUISITIONS, LEGAL ENTITY, START DATE: 8/8/2013, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED 3. 33%, NBZ ENTERPRISES LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/12/2018, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 4. PPB PROPERTIES LLC, 242 TURTLE POND ROAD, HIGHLANDS, , NORTH CAROLINA, 28741, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/27/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-30
  • S66 Uniform Combined State Law Examination
    2005-08-30

View on SEC IAPD

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