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Jose R Ocasio

J.P. Morgan Securities LLC

Wyandanch, NY

Bay Shore, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-13
NY RA APPROVED 2021-05-03
CT RA APPROVED 2019-05-30
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2019-05-30

Branch Locations

1 Station Dr, Wyandanch, NY 11798 • United States

1650 Fifth Ave, Bay Shore, NY 11706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Lake Ronkonkoma NY 11/2003 02/2019
Jp Morgan Securities, Llc Seaford NY 03/2019 Present
Jp Morgan Chase Bank, N.A. Seaford NY 03/2019 Present
  • 11/2003 → 02/2019
    Jp Morgan Chase Bank, N.A.
    Lake Ronkonkoma, NY
  • 03/2019 → Present
    Jp Morgan Securities, Llc
    Seaford, NY
  • 03/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Seaford, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-23
S63 Uniform Securities Agent State Law Examination 2004-08-30
  • S66 Uniform Combined State Law Examination
    2019-05-23
  • S63 Uniform Securities Agent State Law Examination
    2004-08-30
Other Names
  • Jose Ocasio
  • Jose Ramon Ocasio

View on SEC IAPD

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