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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
NH RA APPROVED 2024-01-09
  • TX RA
    APPROVED
    Since 2025-01-22
  • NH RA
    APPROVED
    Since 2024-01-09

Branch Locations

1155 Elm Street, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Manchester NH 05/2003 Present
Nylife Securities Manchester NH 10/2005 Present
Dempsey Financial Group Manchester NH 06/2023 Present
  • 05/2003 → Present
    New York Life
    Manchester, NH
  • 10/2005 → Present
    Nylife Securities
    Manchester, NH
  • 06/2023 → Present
    Dempsey Financial Group
    Manchester, NH
Other Businesses

[Goffstown Rotary Club; Community Volunteer and Fund Raising. Volunteer work consists of helping the homeless at the food pantry, picking up trash at the town park, raising scholarship money for local students, Fund raising is also for Food Drives for people in Goffstown.; Mast Rd, Goffstown, NH; Start Date 01/2016; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF DEMPSEY FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (MANCHESTER, NH); START DATE: 06/2023] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1155 Elm St Manchester NH, 03101; Start Date 05/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Rental Property; I own a rental property in Marco Island, Florida. I plan to rent it as much as possible out in the year. My wife will be managing this rental property.; 137 So. Collier Blvd, Marco Island, FL 34145; Start Date 02/2022; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent][The Pinnacle Foundation ; positively impact chronic homelessness, build a bridge to homeownership through financial literacy and education, and support our communities veterans' immediate needs in the Greater Manchester Community.; 835 Hanover St, Suite 301, Manchester, NH 03104; Start Date 03/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; work with the other members of the board to plan and organize upcoming events. I also work with the board to bring awareness and support to our cause]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-19
S63 Uniform Securities Agent State Law Examination 2005-11-28
  • S65 Uniform Investment Adviser Law Examination
    2023-12-19
  • S63 Uniform Securities Agent State Law Examination
    2005-11-28

View on SEC IAPD

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