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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-22 |
| NH | RA | APPROVED | 2024-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Manchester | NH | 05/2003 | Present |
| Nylife Securities | Manchester | NH | 10/2005 | Present |
| Dempsey Financial Group | Manchester | NH | 06/2023 | Present |
[Goffstown Rotary Club; Community Volunteer and Fund Raising. Volunteer work consists of helping the homeless at the food pantry, picking up trash at the town park, raising scholarship money for local students, Fund raising is also for Food Drives for people in Goffstown.; Mast Rd, Goffstown, NH; Start Date 01/2016; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF DEMPSEY FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (MANCHESTER, NH); START DATE: 06/2023] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1155 Elm St Manchester NH, 03101; Start Date 05/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Rental Property; I own a rental property in Marco Island, Florida. I plan to rent it as much as possible out in the year. My wife will be managing this rental property.; 137 So. Collier Blvd, Marco Island, FL 34145; Start Date 02/2022; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent][The Pinnacle Foundation ; positively impact chronic homelessness, build a bridge to homeownership through financial literacy and education, and support our communities veterans' immediate needs in the Greater Manchester Community.; 835 Hanover St, Suite 301, Manchester, NH 03104; Start Date 03/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; work with the other members of the board to plan and organize upcoming events. I also work with the board to bring awareness and support to our cause]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-28 |
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