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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-03 |
| TX | RA | APPROVED | 2023-08-03 |
Branch Locations
1929 E. Royalton Rd., Bldg A, Broadview Heights, OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Akron | OH | 10/2009 | 03/2017 |
| Mass Mutual Life Insurance Company | Cleveland | OH | 07/2016 | 08/2023 |
| Mml Investors Services | Cleveland | OH | 03/2017 | 08/2023 |
| Lpl | Cleveland | OH | 08/2023 | Present |
1) 7/2023- Stratos Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 7/2023- NONMMLIA - Non-Variable Insurance - Agent selling life, group life, fixed annuity, disability income and LTC- Inv. Related- Beachwood, OH- start date 6/5/2019- 3hrs/mth 3) 05/12/2025 - GILLIGAN WEALTH MANAGEMENT - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/06/2025 - 80 Hrs/Mth - 80 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-01-15 |
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