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50 E. Rivercenter Blvd Suite 301, Covington, KY 41011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lang Advisors | Covington | KY | 08/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2015 | Present |
1. LANG ADVISORS: DBA- INTEGRITY CAPITAL, INVESTMENT RELATED, ADDRESS: 15 W 5TH STREET, RIA, POSITION: ?, START DATE: 08/2015, 40 HOURS DEVOTED AM MONTH, 40 HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES: RIA BUSINESS WITH B/D COMPONENT. 2.CAZA PROSPERITIES, LLC, NON- INVESTMENT RELATED, ADDRESS- 2540 TOWERING RIDGE LN., FLORENCE, KY 41042, REAL ESTATE HOLDING COMPANY, POSITION: MEMBER, START DATE: 1/1/2015, 1 HOUR DEVOTED A MONTH, DUTIES- LLC MEMBER, 1/3 OWNERSHIP. 3. COVINGTON PARTNERS (NON-PROFIT), NON- INVESTMENT RELATED, ADDRESS: PO BOX 0426, COVINGTON, KY 41012, NON-PROFIT WRAP AROUND SERVICES, POSITION: Treasurer, START DATE: 10/2013, 5 HOURS DEVOTED A MONTH, 5 HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES: BOARD MEMBER. 4. PKS FINANCIAL, 18 CORPORATE WOODS BLVD, 4TH FLOOR, ALBANY, NY 12211. NOT INVESTMENT RELATED, AGENT FOR FIXED INSURANCE AND FIXED ANNUITY SALES, 9/2015-PRESENT. 40 HRS/MONTH, 40 HRS/MONTH DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-09-27 |
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