Keith Dean Dooley

Fifth Third Securities, Inc.

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Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-10-27

OH RA
APPROVED

Since 2016-10-27

Branch Locations

3616 Harrison Avenue, Cincinnati, OH 45211 • United States

4901 Glenway Avenue, Cincinnati, OH 45238 • United States

5540 Cheviot Road, Cincinnati, OH 45247 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cincinnati	OH	02/2004	Present
Fifth Third Bank	Cincinnati	OH	10/2002	Present

02/2004 → Present

Fifth Third Securities

Cincinnati, OH
10/2002 → Present

Fifth Third Bank

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-03
S63	Uniform Securities Agent State Law Examination	2004-04-22

S65 Uniform Investment Adviser Law Examination

2016-11-03
S63 Uniform Securities Agent State Law Examination

2004-04-22

View on SEC IAPD

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