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Deborah J. Doucet

Saco River Financial Planning

Bartlett, NH

CRD 4780023

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Employer firm

Saco River Financial Planning CRD 173682

$27.3M regulatory AUM 13 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Saco River Financial Planning

Bartlett, NH • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2015-02-26
NH RA APPROVED 2015-01-07
  • ME RA
    APPROVED
    Since 2015-02-26
  • NH RA
    APPROVED
    Since 2015-01-07

Branch Locations

Bartlett, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial North Conway NH 08/2012 Present
  • 08/2012 → Present
    Lpl Financial
    North Conway, NH
Previous Registrations
  • 2012-08-29 → 2015-01-12
    North Conway, NH
    San Diego, CA
    North Conway, NH
  • 2010-04-13 → 2012-08-28
    Ossipee, NH
    Wolfeboro, NH
    Berlin, NH
    Colebrook, NH
    Conway, NH
    Lincoln, NH
    Conway, NH
    North Conway, NH
Other Businesses

1. WRITE BOOKS THAT ARE SELF PUBLISHED. 2. ADJUNCT TEACHING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-12
S63 Uniform Securities Agent State Law Examination 2004-07-05
  • S65 Uniform Investment Adviser Law Examination
    2010-04-12
  • S63 Uniform Securities Agent State Law Examination
    2004-07-05
Designations
  • Certified Financial Planner
Other Names
  • Deborah J. Ippolito
  • Deb Doucet

View on SEC IAPD

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